Meet Jeff Horowitz - BlockchainConferences.io
Jeff Horowitz

Jeff Horowitz

Chief Compliance Officer Coinbase

About

Jeff Horowitz is the Chief Compliance Officer for Coinbase Inc., where he is responsible for the Firm’s global compliance program. Jeff is responsible for managing regulatory relationships with foreign and domestic regulators, helping shape the development of thoughtful digital currency regulation and manage an integrated risk framework covering reputational, operational and regulatory risk. Jeff also oversees the Firm’s Global AML Program and is representative of Coinbase at the U.S. Treasury Department’s Bank Secrecy Act Advisory Group (BSAAG).

Prior to joining Coinbase, Jeff was a Managing Director and Global Head of Compliance for Pershing, a BNY Mellon company. Mr. Horowitz previously served as the Chief Compliance Officer for Pershing LLC as well as the Firm’s Chief Anti-Money Laundering (AML) and OFAC Officer, where he was responsible for the development and implementation of the firm’s Global AML Program across the Pershing enterprise.

Mr. Horowitz represented Pershing on SIFMA’s Compliance and Regulatory Policy Committee, FINRA’s Large Firm Advisory Committee and FINRA’s Continuing Education Content Committee and Regulatory Council.

Mr. Horowitz was also a past co-chair of the Securities Industry and Financial Markets Association (SIFMA) Anti-Money Laundering Committee and has participated in FATF’s public sector/ private sector consultative initiatives.

Prior to joining Pershing, Mr. Horowitz was a Director and Head of AML Compliance for Citigroup’s Corporate and Investment Banking Division in North America. Prior to joining Citigroup, Mr. Horowitz held several senior compliance roles at Lehman Brothers, Goldman Sachs, and Salomon Brothers Inc. He began his career at the Federal Deposit Insurance Corporation (FDIC) in the Division of Resolutions.

Mr. Horowitz earned a Bachelor of Science degree in Economics from Trenton State College. Mr. Horowitz holds the FINRA Series 7, 14, and 24 registrations.

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