Meet David T. Ackerman -
David T. Ackerman

David T. Ackerman

Global Regulatory Subject Matter Expert NICE Actimize


David T. Ackerman, Esq. is the Global compliance executive and FINRA Arbitrator with a JD and 15 years of experience providing legal and regulatory guidance to investment firms, technology companies, and a major regulatory organization. He is a recognized financial services compliance expert, published author, and licensed attorney who provides expertise to investment banks, investment advisers, fiduciary advisers, broker-dealers, and hedge funds. David identifies legal opportunities that achieve the firm’s investment goals in a way that minimizes risk and maximizes gains. He possesses in-depth compliance knowledge and familiarity with SEC, CFTC and NFA regulations, Dodd-Frank, Investment Advisers Act, Investment Company Act, ERISA and FINRA rules, surveillance, regulatory change, data governance and management, and sanctions. David maintains up-to-date knowledge of the regulatory environment for emerging legislation, relevant trends, and industry best practices globally across the US, APAC, and EMEA. He is a subject matter expert, frequently appearing on national radio talk shows, leading industry presentations, and served as a member of the New York State Bar Association’s delegation to the United Nations Commission on International Trade Law (UNCITRAL).

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